Lawfare Daily: Is Complying with the Law of War a Defense to Genocide?
Published by The Lawfare Institute
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On today’s episode, Lawfare General Counsel and Senior Editor Scott R. Anderson sat down with Gabor Rona, Professor of Practice at Cardozo Law, and Natalie Orpett, Lawfare’s Executive Editor, to discuss their recent Lawfare piece examining whether a state pursuing an armed conflict in compliance with international humanitarian law could nonetheless violate the Genocide Convention. They discussed how these two areas of law intersect, their relevance to the ongoing proceedings over Israel’s conduct in Gaza before the International Court of Justice, and what the questions their analysis raises might mean for the future of accountability for genocide.
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Transcript
[Introduction]
Gabor Rona: The
application of these principles, the rules of IHL are squishy. And what that
results in is a tolerance within IHL for a significant amount of civilian harm.
Scott Anderson: It's
the Lawfare Podcast. I'm Lawfare general counsel and senior editor
Scott R. Anderson with Lawfare Executive Editor Natalie Orpett and Gabor
Rona, professor of practice at Cardozo Law.
Natalie Orpett: To the
extent you can decide after the fact that the attack, for example, was not
sufficiently discriminate or was out of proportion or whatever, if the
intelligence that leads to that conclusion was not available at the time, then
its not a violation of IHL.
Scott Anderson: Today,
we're discussing their new piece for Lawfare, analyzing whether a state
that complies with the law of armed conflict may nonetheless commit genocide, a
complex legal question recently brought to the fore by proceedings over
Israel's conduct of the Gaza War before the International Court of Justice.
[Main Podcast]
Gabor and Natalie, you guys have written for Lawfare, a
really, really interesting piece wrestling with a big unknown that kind of is
hanging over some of the big legal discussions happening in relation to the
conflict in Gaza, and particularly in part the ICJ proceedings being brought
under the, in relation to the Genocide Convention. It is a pretty technical
conversation and we're going to spend some time kind of laying a foundation so
listeners can catch up and then digging into some of these technical points and
distinctions about some of the big questions that you all pull out. I think
it's, it's really fascinating and, and really lend some perspective to some of
these conversations we're hearing about these legal issues. Before we do that
though, I kind of want to bring to the fore. What brought this question to
front of mind in this particular moment? What is it that makes this a relevant
question in relation to the Gaza conflict?
Gabor Rona: Thanks,
Scott. In listening to the hearings that were going on in the International
Court of Justice concerning South Africa's claim that Israel is in violation of
the Genocide Convention. And by the way, there are a number of ways to violate
the Genocide Convention, only one of which is committing genocide. Other ways,
for example, are inciting genocide or failing to prevent it. But in any case,
the heart of the South African claim is that Israel is guilty of genocide in
connection with its military action in Gaza that it started after the October 7
attacks.
The Israeli response, or at least one aspect, and a rather
significant aspect of the Israeli response is absurd to accuse us of genocide.
We have a right to defend ourselves and we are doing so in compliance with the
Geneva Conventions and other aspects of the international law of armed conflict.
So, what this accusation and response raises is, on the one hand, claims that
Israel is in violation of a particular international treaty, that is the
Genocide Convention. On the other hand, Israel's response is, that's impossible
because we are in compliance with all of our obligations under another realm of
treaties, which are the Geneva Conventions, that are designed to govern the
conduct of parties to armed conflict.
And while Natalie and I, in our article, don't take a position
on whether or not Israel is in compliance or in violation of its Geneva
Convention obligations. In other words, those aspects of international law that
concern how it is conducting hostilities and whether or not it is adequately
protecting civilians from the hostilities to the extent that it's supposed to
be. We don't weigh in on that. What we are considering is the question of
whether Israel's response, that is, we can't be committing genocide because we
are complying with our Geneva Convention obligations, is theoretically an
absolute defense.
Natalie Orpett: Yeah,
and I think the other thing that's important to emphasize here, and I know
we'll get more specifically into these separate bodies of law, but, you know,
the question of whether compliance with IHL is an absolute defense to
accusations of genocide is something that you can imagine might come up in
other situations as well. I think we doubt that this is the only case in which
a party will make this sort of legal argument. We know, for example, that there
are many armed conflicts where accusations of genocide are made, and of course
not all of them land before the ICJ, the International Court of Justice, that
is which is the venue that we are focused on. But it is an interesting and
important legal question that we can imagine coming up in in other contexts. And
so seemed worthy of, of doing a very deep dive into the technical stuff that we
will get to.
I will also just note, as we did in the article, that by
necessity, because the law is very complicated and these are two separate
bodies of law, we did limit the discussion quite a bit. And two important
principles to keep in mind are that we limited the discussion. what type of
violation of the Genocide Convention we were thinking about. So that is Article
3A of the Genocide Convention, which is about commission of genocide rather
than, as Gabor mentioned, incitement to genocide or conspiracy to commit
genocide. Those are sort of outside of the scope of what we will talk about and
what we talked about in the article. The other is that we are looking at state
responsibility, which is the purview of the ICJ, rather than individual
responsibility for genocide. And that is, the latter is where there is a lot
more jurisprudence. There have only been four cases in the International Court
of Justice that have considered state responsibility for genocide, so it is a,
a pretty undeveloped area of law.
Scott Anderson: So
before we dig deeper into these points of tension and intersection between
these two regimes, let's spend a little bit of time orienting our listeners to
the two regimes, because not everybody listening has spent a lot of time on
international law issues. And Natalie, let me start with you to talk to us a
bit about the Genocide Convention, the obligations we're talking about here. What
is the core key principles that are essential to understand your analysis here
and how they apply in the sort of armed conflict context that we're discussing
Natalie Orpett: So I
think the first thing that's important to recognize, because there is a lot of
discussion of genocide, as a sort of moral question, and as a legal concept,
it's important to remind people that there is an actual Convention, that
parties have joined, and decided that they hold obligations under.
There's sort of a lot of rhetoric out there that is separate
from the legal question, but this legal instrument involves two main
components, and those are an act requirement and a mental state requirement.
So, there are enumerated acts in the Convention that constitute acts of
genocide, which are actually not just killing members of a group. They also
include causing serious bodily or mental harm to members of the group,
deliberately inflicting on the group conditions of life calculated to bring
about its physical destruction in whole or in part, imposing measures intended
to prevent births within the group, forcibly transferring children of the group
to another group. Those are the acts.
The mental state is by far the more complicated aspect of
particularly trying to prove genocide. So the Convention defines intent as
intent to destroy in whole or in part a national, ethnical, racial, or
religious group as such. So a couple things to note on that. The intent has to
be to destroy in whole or in part. So it is not enough to simply commit these
acts and hope that the members of a group are, are impacted by it. The act has
to be in furtherance of a purpose, which is to, to destroy in whole or in part
a group as such. So a group defined as a group, the intent is to destroy in
whole or in part. Gabor, am I missing anything?
Gabor Rona: No, I,
that, that's absolutely correct. And I, I think an interesting way and a useful
way to get one's head around how precise and, and severe the concept of
genocide is, is that, you know, you could be committing massive war crimes
against civilian populations. That's not necessarily genocide. You could be
committing crimes against humanity, even intending the extermination or, or
ethnic cleansing of a civilian population. That's not necessarily genocide.
What separates genocide from these other types of crimes is the demonstrated
intent to destroy the group. And that group must be a group that is defined by
nationality, ethnicity, race, and the characteristics that, that you mentioned.
So it's a, it's a very specific crime. It's a very high bar to prove the crime
of genocide.
Natalie Orpett:
Right. And there's actually, I'll just put a plug in for this because I think
it's an interesting aspect of this. In his book, “East West Street,” Philippe
Sands explains this really well. There was a debate around the time that this,
the concept of genocide was created because there was some dispute over whether
genocide should be defined as sort of the worst of the worst crimes as compared
to things like crimes against humanity, which can constitute incredible
atrocities, but are not genocide simply because they are not targeting a group
as such with intent to destroy in whole or in part. But that's sort of a
tangential issue, but it goes to the overall point that what we are looking at
here is a very precisely defined body of law that has particular elements and
is not quite as all-encompassing as the rhetoric about it in non-legal terms
may suggest.
Scott Anderson: So
Gabor, let me turn to you for the other school of law or area of international
law we're discussing here. That's international humanitarian law, the law
governing armed conflicts, governing the conduct of warfare, law which includes
a number of rules about protecting civilians and limiting types of violence
directed at them at least and that incidentally affects them within certain
constraints. The full scope of this is obviously too broad to go into on the
podcast, but, you know, what are the essential elements of this that, that are
relevant to your analysis? And in particular, how do we understand this
intersects with the international law rules governing genocide? IHL is often
conceived of described as a field of lex specialis law, a specialized
area of law that supplants in certain contexts, in certain applications, other
rules of law. How does it relate as a general matter to the Genocide Convention
and other such rules?
Gabor Rona: So first
of all, let me note that IHL or the law of armed conflict or the law of war, these
all mean the same thing. This is a body of international law. It's, it's
largely, but not exclusively found in the Geneva Conventions. There are bunches
of treaties involving questions of what kinds of arms are, or are not permitted
to be used in armed conflict as well. But these are essentially the body of
international law rules that govern two aspects of armed conflict. One is the
conduct of hostilities themselves. In other words the means and methods of
waging war and also a bunch of rules concerning protections that people who are
not taking part in the conflict are entitled to, and most notably, these are
civilians or, or prisoners of war.
Now, the law of war has a whole bunch of principles. For our
purposes, I think it's important to concentrate on three of them. The most
important one, perhaps, is the principle of distinction, that says you can only
target military objectives, you can't target civilians, you can't target
civilian objects. The second one is the principle of proportionality, which
recognizes that even while you're targeting military objectives, there is a
possibility that civilians will be harmed. This is the concept commonly known
as collateral damage. You're not targeting civilians, but you're also not
prohibiting targeting combatants and other military objectives where that may
result in civilian harm. The principle of proportionality says that while some
civilian harm is permissible, civilian harm that is in excess of the
anticipated military advantage to be gained in an attack is prohibited. So, all
right, so, so far we have the principles of distinction, the principle of
proportionality. There's also a principle of precaution. Now, even if you're
abiding by your principle of distinction and principle of proportionality
obligations, you have yet another obligation if you're a party to an armed
conflict, and that is to minimize, to the extent feasible, civilian harm.
With these three principles in mind, you have a kind of a
general program of limiting armed conflict to combatants and military
objectives, and on the other hand, protecting civilians and, and civilian
objects. But the problem that arises that then invokes questions about the
relationship between these principles of IHL and the rules of the Genocide
Convention that, that Natalie mentioned, is that these IHL rules do not really
have metrics for their application. They are imprecise. So, for example, in
connection with the principle of distinction, there's a lot of gray area as to
what constitutes a military objective. Who is a combatant? What about when
civilians participate in hostilities? How do you tell a combatant from a
civilian, especially in cases where you're dealing parties to an armed conflict
that are non-state actors, that don't necessarily wear uniforms, that don't
necessarily distinguish themselves from the civilian population?
Then moving on to the principle of proportionality, there's
also a lot of gray area there. Remember, the principle of proportionality says
that IHL tolerates a certain amount of civilian harm, civilian casualties, as
long as it's not disproportionate to the value of the military advantage that
is being gained in the attack. Well, this is a case of essentially comparing
apples and oranges, on the one hand, civilian harm, on the other hand, military
advantage. How do we determine what is or is not proportionate? And how do we
determine whether or not a certain amount of civilian harm is permissible in
connection with a particular attack? Or, or do we analyze it in connection with
the ultimate goals of the party to the armed conflict overall? In other words,
do we assess this on a tactical basis? Do we assess it on a strategic basis?
These are uncertain aspects of, of IHL.
And then finally, as to the principle of precaution, parties to
armed conflict are required to take precautionary measures to protect civilians
from harm in, in attacks. But there, again, are no metrics for what exact actions
are required to satisfy the principle of precaution. And it is even a fact that
precautionary measures may not be required at all if they are for some reason
unfeasible in a particular operation. So the bottom line is that while
international humanitarian law is of great service, in attempting to ameliorate
the worst effects of war and, and to do so by protecting civilians from the
vicissitudes of war. The fact is that the application of these principles, the
rules of IHL are squishy. And what that results in is a tolerance within IHL
for a significant amount of civilian harm.
Now, as a result of that tolerance, the question then arises,
if a party to arm conflict, like a state, evinces genocidal intent. Let's say
there are policies or statements by government officials to the extent saying,
you know, we want to destroy a particular population on account of their
nationality, their racial makeup, their ethnicity. This is evidence of
genocidal intent. Our premise is that it is conceivable that a party to armed
conflict can move forward with genocidal intent and commit acts, as Natalie
described them, of genocide while still not necessarily violating the laws of
armed conflict on account of the fact that the rules of armed conflict are not
subject to specific metrics, are somewhat squishy as to the line between what
is permitted and what is prohibited.
Scott Anderson: So I
want to dig into the, this question about that. This question is the types of
acts and the types of mental states that you might see that might somehow skirt
IHL obligations or align with IHL obligations while crossing the wrong line of Genocide
Convention. Before we do, though, I want to dip back into the last question
with you, Gabor, about the relationship between these two regimes, the idea of
IHL being a lex specialis regime and what that means, if anything, for the
Genocide Convention, particularly the Genocide Convention, has its own kind of
special rules. You know, the, it's generally considered jus cogens
norms, kind of the highest norm or value in the international system. What does
that tell us about how we should think about these two regimes interacting?
Gabor Rona: The, the
case at the International Court of Justice now concerning allegations that
Israel is, is committing genocide are, are a good case in point for considering
this lex specialis concept. Again, in the face of allegations that
Israel is committing genocide, Israel says that can't be true because we're
complying with our law of armed conflict obligations. And in framing their
defense in that fashion, what Israel is essentially saying is that this is an
armed conflict and therefore the laws of armed conflict take precedence over
any other aspects of international law. And if we are in compliance with our
law of armed conflict obligations, then you can't accuse us of violating other
aspects of international law.
So one way of construing that argument is, again, in connection
with this so called lex specialis concept, which means that if there are
two potentially applicable frameworks, of international law applicable to this,
to a particular situation. You choose the framework that is most specifically
designed to address the context in which you are operating. Now, Israel may
well be saying that because this situation is armed conflict, we need to be
looking exclusively at the laws of armed conflict. And if we are in compliance,
we, Israel, are in compliance with our law of armed conflict obligations,
that's the end of the inquiry.
But another way of looking at this is that this is not really a
lex specialis. situation. This is not really a situation in which we
discount the application of genocide law just because it's an armed conflict to
which IHL applies. And our view in this article is that you can have IHL
compliance, but the law concerning genocide still applies because the law
concerning genocide is not displaced by the law of armed conflict. The law of
armed conflict also prohibits acts that constitute genocide under the Genocide
Convention. So this is not a case in, in which you throw out the law concerning
genocide just because there, there's an armed conflict.
Our premise is that there are a set of obligations under the law
of armed conflict. There are a separate set of obligations under the Genocide
Convention. And there is a place, a delta, as we, we said in, in the article,
in which the Genocide Convention obligations are not necessarily displaced by
the law of armed conflict. Because you can have compliance with these IHL
principles, but you can still have genocidal intent and those acts of genocide
that Natalie mentioned. And if you have the confluence of genocidal intent and
acts of genocide, then you have genocide regardless of the fact that you're
complying with IHL principles of distinction, proportionality, and precaution.
That's our premise.
Natalie Orpett: Yeah,
and I'll just add to that. And to be clear, I don't think that Israel is
arguing that IHL compliance is as a legal matter, a full defense to genocide
because IHL meaning armed conflict is underway and therefore IHL is the
applicable law. I don't think that it is Israel's position that now that
there's an armed conflict, IHL is the only law that exists, right? And there,
there's, there would be no basis to make that argument even for people who read
lex specialis to be on the more aggressive side, right? The, the
principle is that to simplify matters a little bit. The, the principle is that
the more specific law in the case of armed conflict, IHL, it does take
precedence, but to the extent other bodies of law, like international human
rights law, are not inconsistent with IHL, they remain in effect.
Also, no one would seriously make the claim that genocide is
not a legal regime still in place during an armed conflict because the Genocide
Convention itself says that it applies in both times of peace and in times of
war. And, you know, the parties who were negotiating these treaties and signing
them were doing so at approximately the same time. These, these conventions,
the Geneva Conventions and the Genocide Convention, were all happening
simultaneously. So literally the same people who were thinking about these
things were recognizing that genocide is still a body of law applicable during
armed conflict, just as is the Geneva Conventions and IHL.
Scott Anderson: Let's
dig in now to this, this premise, this idea that there's a set of facts and
intent, acts and intent, excuse me, that can comply with IHL but might run
afoul of the Genocide Convention. Let's start with the act side because the
intent side, as I believe you noted, Natalie, is, is the complicated more
complicated part of this in some ways. But the act side strikes me as pretty
complicated as well because we have these principles of distinction and
precaution that Gabor's laid out for us are supposed to help protect civilians.
Where Natalie, do you all see the opportunities for those to fail to stop the
sort of conduct that would lead to genocide? It's hard to reconcile the most
conventional kind of types of act, genocidal acts that come to mind, direct
violence. But you all draw some interesting parallels about hard cases to say
where you might actually see even acts that rise level of committing genocide
that don't fall afoul of those two principles necessarily. Walk us through some
of that reasoning.
Natalie Orpett: Sure.
So when you're isolating the acts requirement of genocide, it's possible to
come up with examples of acts that might simultaneously look like compliance
with IHL and an act as enumerated under the Geneva Convention. So the example
that we raise in our article is you can imagine that issuing, for example,
evacuation orders to civilians saying that they're, this location is going to
be targeted tomorrow, next day, whatever, and you should all evacuate. That can
look simultaneously like precaution under IHL. It can also look like an act of
genocide if the consequence of having all of these people evacuate would be to
move them into conditions that are incompatible with life, the deliberately
inflicting on the group conditions of like life calculated to bring about its
physical destruction in whole or in part. So that one will come back to the
intent that particular act has an intent requirement. So it may not be the best
example, but the point is that acts that can actually look like an example of
compliance with IHL can also look like an act of genocide as enumerated in the Convention.
Scott Anderson: Part
of the argument you all really pull out here that's interesting is how these
principles apply in relation to kind of the other overriding, kind of
countervailing interest that applies in the IHL framework, which is this idea
of military necessity. Gabor, let me turn to you on this. How does military
necessity, how we weigh it, define it, evaluate it, enter into this, the
squishiness, as I think you described it, of these sorts of principles as they
apply and how might it lend itself to scenarios of the type you're envisioning,
where, you know, again, acts compliant with IHL might nonetheless have a
genocidal effect?
Gabor Rona: Well, I
think just like the principle of distinction, the principle of precaution, the
principle of proportionality, the concept of military necessity is also fairly
squishy. And all of these principles are, are designed to strike a balance
between, on the one hand, the prerogatives that states want to maintain for
themselves to be able to conduct war. Remember, it's states that made these
rules, and states want to be able to engage in war. And, and on the other hand,
want to create some modicum of civilian protection to prevent wars from, if you
will, getting out of hand as, as they did in the Second World War, for example.
The principle of military necessity merely counsels that in order for something
to be the object of attack, it has to promote the end goal of defeating the
capacity of the enemy to wage war against you.
Now, that's not nothing. That would obviously prohibit
attacking civilians, because civilians don't wage war against you. Combatants
wage war against you. And yet, there are a significant number of ways in which
there's flexibility to define military necessity. And I'll take an extreme
example, and, and, and by extreme, I mean invalid example, but it has been
argued, for example, that, well, anyone that finances the ability of a party to
an armed conflict to wage war creates a military necessity to destroy that
individual. So that means that U.S. taxpayers, you know, we support the
military establishment through, through our taxes would become targetable. And
the argument there is that that means that killing taxpayers is within the
framework of military necessity.
Now, again, nobody who's serious about the laws of armed
conflict buys that concept. But it is an example of, again, the, the
squishiness, if you will, of defining the parameters, metrics for the
application of these principles, whether it's military necessity, distinction,
proportionality, or precaution. And then, to the extent that these principles
do leave a lot of room for debate, and therefore leave a lot of room for
targeting civilians and civilian objects, that others may claim are not really
civilian. They, they are objects of military necessity, or they are combatants,
or, or they are military objectives. To the extent that the law of armed
conflict leaves room for debate about the application of the, these principles,
it also leaves room for those who harbor genocidal intent to be able to commit
genocidal acts.
Scott Anderson: So
you all are very careful in your piece about making the point that this is a
universe of acts that, while you make the case it is real, a possibility, but
might be quite narrow. But you flag a couple of interesting kind of hard cases
that are particularly relevant to kind of modern warfare and some of the
aspects of warfare we're seeing in Gaza that kind of raise perhaps an
additional risk or additional questions regarding exactly this category of
conduct. And then let me ask you, you mentioned evacuation orders. Let me ask
you about the other two, just, just briefly, which are siege warfare and AI,
both things we are seeing very much in play in Gaza and in other armed
conflicts around the world. Tell us how these might raise the risk of this
category of conduct becoming more relevant.
Natalie Orpett: Sure.
So, to take the first siege warfare is actually a very good example of what
Gabor was just describing of an area where there is a lot of room for debate. So,
siege warfare is a situation where I think some people would argue that it is, it
is nearly impossible to successfully adhere to principles of distinction when
it comes to a siege situation. If you're in an extremely dense urban area, if
the, it is impossible to, for practical purposes, identify combatants from
civilians, perhaps because the combatants are intentionally not distinguishing
themselves in order to not be easily targeted. You know, the question is, as a
matter of law, if the combatants make it extremely difficult to be able to
exercise in the most ideal way possible, perfect distinction, does that mean
that the party that is trying to adhere to IHL has an obligation to simply not
engage in hostilities. But this is an area of, of debate. What are the
appropriate parameters to put when this is the context of the armed conflict?
The second example involving artificial intelligence is one
that, for obvious reasons, is, has been subject to, to less discussion, since
it's a relatively new concept. But the idea is that as parties, as we know they
are, are using artificial intelligence to make targeting decisions, the lack of
there being a human and a clear at least at a certain part of the chain, chain
of command that is making a call and compiling data, et cetera, in order to
make the targeting decisions. You know, it's difficult to imagine how the law
can adapt to hold accountable machine learning or algorithms or some, you know,
technical implementation of an artificial intelligence evaluation.
Gabor Rona: And, and
if, if I may add, I think one way in which the advent of artificial
intelligence in, in targeting can increase the room for committing genocide is
that in IHL, it is parties to armed conflict that have obligations. When
targeting decisions are relegated to an algorithm and the, and the question
arises, well, you know, who's responsible? And especially when the algorithm
permits machine learning and the decision-making concerning targeting is
increasingly out of the hands of the humans that created it, the algorithm. It
is possible to deflect responsibility in a way that allows one to at least
argue, well, I haven't committed any IHL violations. I've programmed this, this
machine in ways that we earnestly believed were calculated to minimize civilian
harm and to focus as exclusively as possible on legitimate military objectives.
But then to the extent that the machine makes decisions that on a case-by-case
basis, we may consider to be invalid. Civilians are in fact harmed and indeed
are, are targeted. But there's no human in the loop to hold responsible. And
that creates an added realm of mischief, an added realm for mischief in
connection with the satisfaction of genocidal intent, if you will.
It's conceivable that someone in a policymaking position that
harbors genocidal intent could then hide the genocidal acts quite capably in
those circumstances in which artificial intelligence is being used to actually
make the targeting decisions because of the absence of human accountability. So
that would be one more example in which it would be perhaps extremely difficult
to determine that there's a violation of IHL. However, the example presumes
that we have found evidence of genocidal intent and that the acts are those
that fall within the definition of genocidal acts in the Genocide Convention.
Natalie Orpett: Yeah.
And just as a point of clarification, you know, I, I think that that example is
more one of being able to prove violations of IHL because the, the lack of
accountability or the difficulty in figuring out how to apply the law now that
there is the advent of artificial intelligence and targeting is what makes
possible the sort of mischief that Gabor was describing. So this is not an
example of, you know, a genuine commitment to comply with IHL. It is, it is
sort of an example more of coming up with a means of skirting individual
responsibility by deflecting responsibility onto a machine that the law has not
yet figured out how to assign responsibility.
Scott Anderson: So let
us take for a given that we have established a category of acts that meet the
Genocide Convention requirements, but don't cross the line from an IHL front.
That still leaves this question of intent. Gabor, let me come to you on this.
How do we think about intent in the genocide context when we're talking about
state responsibility, state conduct? Who's intent is needed in these sorts of
cases? What is, who is, has the intent for a state and how does that fit into
accountability mechanisms here? I mean, how do we even begin to think about
attributing the conduct of soldiers and uniting that with an intent that's
genocidal, particularly if it's coming from potentially totally disparate
actors in a large state apparatus?
Gabor Rona: I think
that's a really important question here and it challenges the thesis of, of our
piece. Because it's entirely possible that you would have one set of
individuals to whom you can attribute genocidal intent. But what if they are
not the individuals who are actually committing the, the acts of genocide as
those are defined in the Genocide Convention. It's entirely possible that
policy makers who have genocidal intent and also have command control, say over
troops, would have both genocidal intent and be responsible for the acts of
those troops because they have command responsibility. You know, they're either
politicians or military commanders.
Whereas it's also possible that the troops themselves have no
genocidal intent. You know, they're not, they're not out to destroy a group in
whole or in part on the basis of their race or nationality. They're out to
simply win a war and to focus their attempts and, and their acts of violence on
legitimate military objectives and obeying the, otherwise obeying the laws of
armed conflict. And so that then the question arises, not only whose genocidal
intent matters, but can you in fact have genocide if it's, you know, one
individual or one group of individuals to whom you're attributing genocidal
intent, but another that don't have genocidal intent that are, that are
committing the acts?
And I think for these purposes, there are, you know, general
principles of criminal law and international criminal law that deal with
questions particularly in situations of armed conflict, of command
responsibility, in which commanders become responsible for the acts of their,
of their troops because they have control over them. Likewise, policy makers,
politicians, if they are guilty of exhibiting genocidal intent, well to the
extent that they have the power to order, say, military forces to effectuate
their genocidal intent, then I believe that those policymakers are guilty of,
of genocide, even if the individuals who are on the ground, in the field,
committing the acts, do not have genocidal intent.
Natalie Orpett:
Right, and that's where the, the squishiness of IHL comes back into play
because in this type of scenario, the political leaders would be responsible
for genocide, perhaps as indirect perpetrators. Political leaders conduct is
attributable to the state for purposes of state responsibility under the
doctrine of state responsibility, which is, again, what matters here before the
International Court of Justice. Military is, conduct is also attributable to
the state under state responsibility.
So the divide that we are recognizing here relates to the fact
that IHL analysis in terms of deciding whether a party is in compliance with
IHL is at least traditionally focused on an attack by attack analysis because a
major principle that we haven't talked about yet is that within that analysis,
you look at what the commander knew at the time based on, you know, reasonable
information. So, depending on what the, the context was, to the extent you can
decide after the fact that the attack, for example, was, you know, not
sufficiently discriminant or was out of proportion or whatever. If the
intelligence that leads to that conclusion was not available at the time, then
it's not a violation of IHL. So this distinction that we're drawing between the
political leaders in this example and the military is relevant because it's,
it's the military in this example that is making the case by case
determinations and can be doing so in compliance with IHL, we're arguing,
whereas simultaneously, the political leadership can be committing genocide
through its direction to the actors also committing the acts of genocide.
Scott Anderson: So
this is in a lot of ways a super stimulating argument and also one though that
applies to pretty extraordinary circumstances, in certain contexts, like in
terms of the actual facts and intent aligning up, but not impossible ones, or
at least that's the argument you would, you argue. And I find that fairly
persuasive, especially some of the extraordinary kind of circumstances you
document. I'm curious as a more general
matter, what are the big takeaways for you from conducting this analysis about
what it tells us about accountability for genocide or under the Genocide
Convention? Setting aside the Israel ICJ proceedings, which frankly hinge on a
lot of facts and questions that we don't have answers to at this point, and
it's premature to reach any judgment in that case. But does this tell us
something more general about accountability in this context, how it's
structured, and how we need to think about it, particularly when it comes to
states as opposed to individuals? Gabor, let me start with you.
Gabor Rona: Well, a
couple of possibilities, Scott. One is that states, the international community
needs to go back to the drawing board on, on IHL to make it more precise, more,
more specific to, to remove this, you know, delta that, that we've identified
between, you know, IHL and, and, and genocide law. That's not going to happen.
And, and, and in fact, it’s probably not a good idea to kind of reopen the
Geneva Conventions because, you know, God knows what happens, what's going to
happen when, when, when you reopen them.
I think the, the other way to, to look at, you know, what we've
identified from, from the bigger picture perspective is that ever since the,
the Second World War, when this concept of genocide was created and the law of
genocide was created in response to the horrors of the Holocaust, there has
been a popular sense, I think, that whatever you're seeing, it ain't genocide
unless it looks like the gas chambers and, and the concentration camps. That's
not true. Where the Genocide Convention takes us is to recognition that acts of
hostility that either kill or create conditions of life that are unbearable or
that prevent births among a particular population should be understood to be
genocide as long as the actor, the bad actor can be shown to have an intent to
destroy that group in whole or in part. In other words, it doesn't have to be
Nazi gas chambers. It doesn't have to be concentration camps. And so there has
to be, I think, more care taken in how armed conflicts themselves are
conducted, and how the international community weighs what is and isn't
permissible in, in armed conflict. It would be nice if the Geneva Conventions
were more precise about what constitutes a military objective, what constitutes
military necessity, what are the metrics of proportionality, what are the
metrics of taking precaution. But in the absence of greater specification of
these IHL rules I think we, we have to concede that IHL permits a certain
amount of flexibility to parties to armed conflict.
However, just because you're complying with your IHL
obligations does not mean that you can't be committing genocide. And that's,
that's kind of the bottom-line message that I think we wanted to create in this
piece. And, and what that means is that if, for example, there is an
international tribunal that is considering whether a party to armed conflict is
or isn't also guilty of genocide, it simply cannot be an absolute defense that
there is compliance with, with IHL. What I'm hoping comes out of our article is
a recognition that for Israel to defend itself against charges of genocide, it
is not sufficient to say we are in compliance with our, with our IHL
obligations.
And, and again, that is because the law of genocide itself in
the Genocide Convention doesn't require concentration camps. It doesn't require
gas chambers. There are many ways in which an intent to destroy a group can be
realized. And in order to advance human rights and advance protection of
civilians in armed conflict, I think it would be at the very least useful for
international tribunals, other bodies, and for, and for states themselves to
recognize that there is a possibility of crimes against humanity and genocide,
even when there is arguable compliance with IHL.
Natalie Orpett: I
think that's a great summary of, of the takeaway. I'll just add one additional,
this is more of a, a legalistic item of curiosity. You know, there isn't very
much out there with respect to state responsibility for genocide. This, there
have been four cases before the International Court of Justice examining this
question, and none of them has found a state has committed genocide. As I
mentioned at the outset, there are multiple ways to violate the Genocide
Convention, not all of which are a state committing genocide.
And thus far, we don't have any ICJ decisions that are describe
what that means, which, which leads to the fact that I think we've identified
as, as being particularly difficult from an analytical perspective, which is
the intent question. How do you decide, you know, we know principles of state
responsibility, we know certain actors conduct is attributable to the state,
but what do we do about attribution of intent to the state, particularly in
difficult scenarios where you have individuals who do possess the requisite
genocidal intent, and they are actors who are traditionally attributable to the
state. And then you have other actors whose conduct is also attributable to the
state that lack the genocidal intent. And I think the law in this area is just
really not developed. So it raises a lot of complicated and interesting
questions that I think, as, as we mentioned, are likely to continue to come up.
This is likely not the only situation in which this legal question will be
presented.
Scott Anderson: Well,
we may yet have opportunities to revisit this question and some of the
questions that follow from it, but for the moment we are out of time. Gabor,
Natalie, thank you for joining us here today on the Lawfare Podcast.
Gabor Rona: Thank you so much.
Scott Anderson: The Lawfare Podcast is
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